Self-Certification for Late Rollover

Description of Form

Use this form when you have an IRS-approved reason to invest retirement money into your IRA after a normal rollover contribution deadline has passed.

IRA Participants Use This Form To:

Use this form to certify the reason you were unable to complete a rollover within 60 days of receipt of the distribution.

Other Information

You must comply with all other tax law requirements to make a rollover contribution.

If you are audited and the IRS does not grant a waiver for your rollover contribution, you may be subject to income and excise taxes, interest and penalties.

PDF File

Carefully consider the Fund’s investment objectives, risks, charges and expenses before investing. The prospectus contains this and other important Fund information and may be obtained by calling Sit Mutual Funds at 1-800-332-5580 or by downloading them from the Documents page. Read the prospectus carefully before investing. Investment return and principal value of an investment will fluctuate so that an investor’s shares when redeemed may be worth more or less than their original cost.

The content herein is for informational purposes only without regard to any particular user’s investment objectives, risk tolerances or financial situation and does not constitute investment advice, nor should it be considered a solicitation or offering to sell securities or an interest in any fund.

Opinions and statements of financial market trends that are based on current market conditions constitute our judgment and are subject to change without notice. We believe the information provided here is reliable but should not be assumed to be accurate or complete. The views and strategies described may not be suitable for all investors, and readers should not rely on this publication as their sole source of investment information.